Independent fiduciary planning
469-974-6608McKinney & Southlake, Texas
Market Based

The plan still needs to grow.

Market-based investing is the portfolio’s growth engine. WG Plan’s P.L.A.N. process participates in public markets while adjusting exposure as market conditions change.

The job

Participate without standing still.

Inflation is a risk too. Avoiding market exposure may feel safe in the moment, but it can slowly erode what your money can buy. This lever seeks the long-term growth a retirement plan needs, while using a systematic process to respond when conditions strengthen or deteriorate.

What this lever does

Data and rules—not forecasts.

P.L.A.N. does not claim to predict the market. It measures conditions that are already visible and changes exposure according to a defined process.

READ

Monitor the environment

Trend, momentum, volatility, and credit conditions help show whether the market environment is improving or deteriorating.

RESPOND

Adjust exposure

When conditions weaken, exposure can be reduced. When recovery develops, exposure is rebuilt in stages rather than all at once.

THE COST

Some upside is surrendered

A process designed to step down during deterioration can trail a market that rises without interruption. That lag is a known tradeoff—not a surprise.

In plain language

Respond faster to weakness. Re-enter with confirmation.

The system is intentionally asymmetric: it can reduce exposure when conditions deteriorate, then rebuild more slowly as a recovery confirms itself.

This does not eliminate loss and it does not guarantee better returns. It changes how much market risk the plan carries at different points in the cycle.

What this lever is not

  • It is not a market-timing promise.
  • It does not avoid every decline or capture every rally.
  • It does not solve longevity, care, or survivor-income risk.
  • It is not a fixed stock-and-bond allocation left on autopilot.
A simple example

Why the path matters

Imagine market conditions weaken while a retired household is taking withdrawals. The growth lever can reduce exposure, while other levers may help fund near-term income. The goal is to avoid asking one portfolio sleeve to do every job at once.

Growth remains necessary

A multi-decade plan needs assets with the potential to outpace inflation.

Risk is monitored continuously

The process reads a defined set of market and credit indicators.

Exposure follows the rules

Changes are tied to observed conditions—not headlines or a planner’s emotional reaction.

What the diagnosis considers

How large should the growth engine be?

Time horizon

Longer horizons generally create more opportunity to recover from difficult market periods.

Withdrawal pressure

Near-term spending needs affect how much market exposure the household can carry.

Income floor

Reliable non-market income can reduce the need to sell growth assets during a decline.

Whole-plan risk

The growth lever is sized alongside—not separately from—the other three.

Go deeper into Market Based

P.L.A.N. Portfolios:
Adaptive by Design.

The Four Lever guide points to a companion paper on the investment engine, its research, design targets, and portfolio range from Income through Growth Plus. This is a separate topic from selecting your household's four-lever mix.

Request the companion paper ↗
Start with COMPASS Vision™

Find the growth level your plan requires.

See how income, time horizon, taxes, and market sequence interact before choosing an allocation.

Schedule COMPASS Vision™